Frr Meaning French

Frr Meaning French 402 56

Financial Resources Rules Liquid capital requirement Paid up share capital requirement Transitional arrangements Notification reporting requirements Consequences of breaching Microsoft Word FAQ topic 2 Eng docFREQUENTLY ASKED QUESTIONS

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Required liquid capital is the minimum amount of liquid capital that a licensed corporation must have in order to comply with the financial resources requirement under the Note 1 Any responsible officer who has the SFC e Certificate for e signing financial returns in the previous Electronic FRR Submission system and any responsible

5 A Yes Licensed corporations can treat the same securities traded in the HKD counter and RMB counter as securities of the same description under section 11 4 a of the

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The SFC considers that his action in timing withdrawals and deposits to coincide with Hampton Securities obligation to submit FRR returns at month ends was intended to conceal its For securities margin financing providers that repledge clients collateral the haircut percentage for such non index constituent stocks is 60 in accordance with item 1 e

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SFC

https://www.sfc.hk › TC › Forms › Intermediaries › Financial-returns
402 56

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Financial Resources Rules SFC

https://www.sfc.hk › sfc › doc › EN › legislation › securities …
Financial Resources Rules Liquid capital requirement Paid up share capital requirement Transitional arrangements Notification reporting requirements Consequences of breaching

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